The California Supreme Court ruled today in Strauss v. Horton, 2009 Westlaw 1444594, that Proposition 8, the measure approved by California voters on November 4 to amend that state’s constitution to provide that only marriages between a man and woman would be "valid or recognized in California," was not subject to attack as an improper constitutional "revision," and thus was properly enacted through the initiative amendment process. Only one member of the court, Justice Carlos Moreno, dissented from this conclusion.
However, the court unanimously ruled that those couples who married in reliance on its May 15, 2008, marriage decision, between mid-June and November 4, had "vested rights" in their marital status that could not be retroactively invalidated without raising serious due process concerns. Therefore, those marriages remain valid in every respect.
Chief Justice Ronald George wrote for the majority of the court, producing a decision signed by five judges of the seven-member bench. Justice Kathryn Mickle Werdegar wrote a separate opinion, agreeing with the court’s conclusion that Prop 8 was validly enacted, but differing from the majority’s formulation of the appropriate test for determining whether a proposed amendment is a revision.
Under the California Constitution’s amendment process, a proposal to amend the constitution by initiative can be placed on the ballot through petitions signed by a number of voters equaling at least eight percent of those who voted in the last election for governor. However, a proposal to revise the constitution may only get to the ballot through one of two procedures; either the legislature placing the proposed revision on the ballot through a process requiring a supermajority legislative vote, or through the mechanism of a state constitutional convention. Anything placed on the ballot, either an initiative amendment or a revision, requires only a majority of those voting to be enacted.
Proposition 8 was certified for the ballot shortly after the state supreme court ruled last May 15 that same-sex couples are entitled to marry, because the right to marry is a fundamental right, the exclusion of same-sex couples discriminates based on sexual orientation (held by the court to be a "suspect classification"), and the state could not provide a compelling reason to withhold from same-sex couples the right to marry. The court rejected the state’s argument that providing domestic partnership for same-sex couples, carrying almost all the rights of marriage, was sufficient to meet the state constitutional standard.
The proponents of Proposition 8 petitioned the court to delay implementing its marriage ruling until the election, but the court turned them down. On the other hand, opponents of Proposition 8 petitioned the court to throw the measure off the ballot as a "revision" rather than an amendment, but the court dismissed their petition as well. After Prop 8 passed with about 52% of the vote, several lawsuits were filed challenging it. Although the court refused to block the implementation of Prop 8 pending a decision, it did agree to expedite its consideration of the challenge, and heard arguments in March.
Chief Justice George’s opinion, although spanning 135 pages and engaging in extensive discussion of the initiative amendment process, essentially boils down to the assertion that in order to be a revision, a proposition must either significantly affect a large number of constitutional provisions, or must qualitatively produce a substantial change in the basic plan of California government. George found that Prop 8 affected only a handful of constitutional provisions by adding a 14-word definition of marriage to the constitution, so the measure would not be deemed a "revision" under the "quantitative test." As to the qualitative test, he found that Prop 8 did not substantially affect the basis plan of California government.
George reached this conclusion after asserting, as he had suggested in questioning during the oral argument, that Prop 8 had little effect on the provision of substantive legal rights to same-sex couples in California, where the legislature had previously provided for domestic partnerships that carry almost all of the rights, benefits and responsibilities of marriage under state law. While the Marriage Cases ruling in May 2008 made much of the significance of withholding the term "marriage," the new ruling minimized its significance.
This conclusion was premised on George’s interpretation of Prop 8 as doing no more than eliminating some terminology. He asserted that Prop 8 left intact the balance of last year’s decision, including the court’s holding that same-sex couples are entitled to all the rights and benefits of marriage. Thus, he insisted, the Domestic Partnership Law, which survives Prop 8, is not a matter of "legislative grace" but, after the Marriage Cases decision, a matter "of state constitutional right."
George indicated that in the wake of Prop 8, the substantive right to marry identified by the court last year should be re-characterized as the right to have legal recognition for a couple’s relationship that carries all the rights and benefits that are associated with marriage, but without using that term. George wrote that all that Prop 8 did was to "carve a narrow exception" out of the privacy, due process, and equal protection principles that the court had relied upon to decide the Marriage Cases last year, and that the exception did not have a substantial enough impact to constitute a change to the basic plan of government.
"Quantitatively, Proposition 8 unquestionably has much less of an effect on the preexisting state constitutional scheme than virtually any of the previous constitutional changes than our past decisions have found to constitute amendments rather than revisions," George asserted, citing past rulings upholding amendments on the death penalty, local government taxing authority, and other significant policy issues.
George found Attorney General Jerry Brown’s separate challenge to Prop 8 as an improper attempt to modify an "inalienable right" as "flawed" and based on long-discredited 19th century natural law theories. George found no support for the contention that rights identified in Article I, Section 1 of the state constitution as "inalienable" were somehow insulated from the initiative amendment process, pointing out several past occasions on which the court had upheld amendments modifying rights derived from that part of the constitution.
The court also rejected the argument that Prop 8 violated separation of powers by in effect overruling the court's interpretation of the constitution, thereby usurping its function as the document's definitive interpreter.
In her concurring opinion, Justice Joyce Kennard stressed the limited role of the court and the broad right of the electorate to amend the constitution. Denying any inconsistency with her vote last year, she said that then the court was interpreting the constitution as it stood then, but the people had a right to change the language of the constitution, making the prior interpretation obsolete.
Justice Werdegar disagreed with George’s conclusion that the court’s prior cases on the amendment/revision issue had clearly established a qualitative test limited to the impact of a proposition on the structure of government. She pointed out that past decisions had intimated that a significant impact on a fundamental right could also be deemed a revision. However, she agreed with George’s contention that Prop 8 did not have such an impact on the rights of same-sex couples to have legal recognition for their relationships. And, she noted, inasmuch as the court held that Prop 8 did not overrule the court's conclusion that same-sex couples are entitled to all the same rights and benefits as opposite-sex couples, the legislature remains constitutionally bound to revise the domestic partnership law to remove any remaining distinctions between domestic partnership and marriage. One that she highlighted was the requirement under the domestic partnership law that the couple share a common residence, which, she noted, could be construed to designate such partnerships as inferior to marriage.
Justice Moreno seized upon the same prior cases as Justice Werdegar to dispute the court’s holding that the qualitative test extended only to the basic plan of government, but found that the court’s ruling had significantly undermined the guarantee of equal treatment by the government, and thus was actually a revision of the state’s equal protection clause, which he argued could not be accomplished through the initiative amendment process.
"I conclude that requiring discrimination against a minority group on the basis of a suspect classification strikes at the core of the promise of equality that underlies our California Constitution and thus ‘represents such a drastic and far-reaching change in the nature and operation of our governmental structure that it must be considered a "revision" of the state Constitutional rather than a mere "amendment" thereof,’" Moreno wrote. He went on to argue that the ruling was not just a defeat for same-sex couples, but for all minority groups who relied on the court to protect their right to equal treatment under the law.
He continued, "Denying the designation of marriage to same-sex couples cannot fairly be described as a ‘narrow’ or ‘limited’ exception to the requirement of equal protection: the passionate public debate over whether same-sex couples should be allowed to marry, even in a state that offers largely equivalent substantive rights through the alternative of domestic partnership, belies such a description. . . Describing the effect of Proposition 8 as narrow and limited fails to acknowledge the significance of the discrimination it requires. But even a narrow and limited exception to the promise of full equality strikes at the core of, and thus fundamentally alters, the guarantee of equal treatment that has pervaded the California Constitution since 1849. Promising equal treatment to some is fundamentally different from promising equal treatment to all. Promising treatment that is almost equal is fundamentally different from ensuring truly equal treatment. Granting a disfavored minority only some of the rights enjoyed by the majority is fundamentally different from recognizing, as a constitutional imperative, that they must be granted all of those rights. Granting same-sex couples all of the rights enjoyed by opposite-sex couples, except the right to call their ‘officially recognized, and protected family relationship’ a marriage, still denies them equal treatment."
Surprisingly, in light of the 5-4 vote last year, the court was unanimous in concluding that Prop 8 could not be read to retroactively invalidate the estimated 18,000 marriages of same-sex couples that had been performed prior to the passage of Prop 8. George invoked the principle that enactments are presumed to prospective unless there is some clear indication in the language of the proposition or its "legislative history" that would have communicated to the voters that they were being asked to invalidate existing marriages.
In this case, the proponents of Prop 8 argued that they had made clear in their election arguments that the measure was intended to deny recognition to same-sex marriages, "wherever and whenever" they were performed, but George found this inadequately clear, and pointed out that the proponents had never specifically argued during the election campaign that Prop 8 would invalidate existing same-sex marriages in California. He also rejected the argument that the present-tense phrasing of the amendment clearly communicated retroactive application.
Perhaps more significantly, the court was troubled by the idea that couples who had relied on its past decision and the state of the law at that time and gotten married could be retroactively stripped of that status. According to George, upon a marriage taking place the participants acquire "vested rights," and such rights cannot be taken away without due process of law. An election campaign and an initiative vote is not due process of law in this context. Taking together the disposition against retroactive application and the concerns over constitutional due process, the entire court united around the proposition that the same-sex marriages performed before Prop 8 was enacted must continue to be treated in California as valid marriages.
The court took no position about whether the state would have to continue to recognize marriages performed elsewhere during that window period of June 16-November 5 2008, stating in a footnote that none of the petitions presented to the court had raised the question.
[The text above was submitted to Gay City News for posting on its website. Below are notes I made and quotes I copied as I was reading through the opinions.]
Selected notes and quotes from the opinions:
Decision for Court by George, signed by Kennard, Baxter, Chin, Corrigan.
Kennard (separate concur)
Werdegar concur on different theory
Moreno concur (on retroactivity) and dissent (on the rest)
Effect of Prop 8:
Prop 8 only removes the right to have the designation of "marriage" for a same-sex couple’s legal relationship.
The right to have all the legal rights and responsibilities of marriage apart from that terminology is not affected by Prop 8. The ruling last year in In re Marriage Cases establishes, therefore, that the Domestic Partnership Law remains valid, and that same-sex couples continue to have a state constitutional right to all the rights and benefits and responsibilities of marriage (apart from the word "marriage") in some form.
George: "Accordingly, although Proposition 8 eliminates the ability of same-sex couples to enter into an official relationship designated ‘marriage,’ in all other respects those couples continue to possess, under the state constitutional privacy and due process clauses, ‘the core set of basic _substantive_ legal rights and attributes traditionally associated with marriage,’ including, ‘most fundamentally, the opportunity of an individual to establish – with the person with whom the individual has chosen to share his or her life – an _officially recognized and protected family_ possessing mutual rights and responsibilities and entitled to the same respect and dignity accorded a union traditionally designated as marriage.’ (Marriage Cases, supra, 43 Cal.4th 757, 781.) Like opposite-sex couples, same-sex couples enjoy this protection not as a matter of legislative grace, but of constitutional right."
The court’s ruling that sexual orientation is a suspect classification is not affected by Prop 8, except for the narrow exception of the use of the term "marriage" for legally-recognized relationships of same-sex couples. "This exception – although constituting the governing state constitutional rule with regard to the specific matter it addresses – does not alter the general equal protection principles set forth in the Marriage Cases and in other California decisions interpreting and applying the state constitutional equal protection clause. Those principles continue to apply in all other contexts."
Amendment vs. Revision
To be a revision, a proposition must involve a change in the basic plan of California government, i.e., a change in its fundamental structure or the foundational powers of its branches.
Numerous substantive amendments have been upheld, even though they changed/overruled the Cal S.Ct.’s determination of fundamental rights, because they were found not to have changed the fundamental structure of the government - e.g., Prop 13 with its drastic revision of taxing authority.
"Quantitatively, Proposition 8 unquestionably has much less of an effect on the preexisting state constitutional scheme than virtually any of the previous constitutional changes than our past decisions have found to constitute amendments rather than revisions."
"Proposition 8 simply changes the substantive content of a state constitutional rule in one specific subject area – the rule relating to access to the designation of ‘marriage’. Contrary to petitioners’ contention, the measure does not transform or undermine the judicial function: California courts will continue to exercise their basic and historic responsibility to enforce _all_ of the provisions of the California Constitution, which now include the new section added by the voters’ approval of Proposition 8."
Court adopts a new gloss on its past case law, by rejecting argument that past cases did not restrict the amendment/revision distinction to propositions involving the structure of government. "In our view, a fair and full reading of this court’s past amendment/revision decisions demonstrates that those cases stand for the proposition that in deciding whether or not a constitutional change constitutes a qualitative revision, a court must determine whether the change effects a substantial change in the governmental plan or structure established by the Constitution."
"Under this standard, which has been applied repeatedly and uniformly in the precedents that govern this court’s jurisprudence, it is evident that because Proposition 8 works no change of that nature in the California Constitution, it does not constitutional a constitutional revision."
Court says petitioners have drastically overstated the effect of Prop 8, because it does not eliminate any substantive rights, merely the terminological right to call the relationship a marriage. Also emphasizes that the substantive rulings other than terminology in Marriage Cases remain in effect.
"Thus, except with respect to the designation of ‘marriage,’ any measure that treats individuals or couples differently on the basis of their sexual orientation continues to be constitutionally ‘suspect’ under the state equal protection clause and may be upheld only if the measure satisfies the very stringent strict-scrutiny standard of review that also applies to measures that discriminate on the basis of race, gender, or religion."
"A narrowly drawn exception to a generally applicable constitutional principle does not amount to a constitutional revision within the meaning of article XVIII of the California Constitution."
Does not mean to suggest that eliminating "marriage" for same-sex couples is "unimportant or insignificant," but points out that past amendments have also involved important or significant rights.
The issue is not whether an amendment introduces an important change, but rather whether it is so "far reaching and extensive" that the framers of the amending process would have considered it the kind of wholesale revision that should be reserved for a more difficult process.
Past amendments have abridged constitutional rights of minorities and women and were not challenged as revisions on that account.
Cites long history of people of California passing amendments by initiative to overrule constitutional decisions by the state courts, and rejects slippery slope argument that allowing Prop 8 to stand will lead to further initiatives taking away rights from minorities.
Notes that the same issue has been raised in other states with anti-marriage amendments, and all state courts to address it have rejected the revision argument.
Rejects separation of powers argument. Says the people are not relitigating Marriage Cases by voting on Prop 8. Instead, they are altering the state constitution so as to produce a different result. Relitigating would mean changing the meaning of the earlier existing constitutional language.
Brown’s theory is "flawed on a number of levels." Prop 8 does not "abrogate" an "inalienable constitutional right." It just "carves out" a "narrow exception," because same-sex couples retain all the fundamental rights previously acknowledged except the right to call their legal union a marriage. Designation in the constitution that a right is "inalienable" has never been held to insulate it from the amendment process.
The 19th-century "natural-rights" arguments on which Brown relies "long has been discredited." Nothing in the constitution itself exempts Article I, Section 1 (the bill of rights) from the amendment process.
Impact on existing marriages:
First principle: in the absence of express statement to the contrary, all enactments are to be treated as prospective only.
Prop 8 does not contain a retroactivity provision, so must be construed to be prospective only "unless it is very clear from extrinsic sources that... the voters must have intended a retroactive application."
Rejecting intervenors argument: "The circumstance that the language of a measure is written in the present tense (‘is valid or recognized’) does not clearly demonstrate that the measure is intended to apply retroactively."
"Were Proposition 8 to be applied to invalidate or to deny recognition to marriages performed prior to November 5, 2008, rendering such marriages ineffective in the future, such action would take away or impair vested rights acquired under the prior state of the law and would constitute a retroactive application of the measure."
Intent of voters - neither official title and summary or voters’ guide clearly stated that Prop 8 would have retroactive effect. Not enough for proponents to have stated that Prop 8 would withhold recognition from same-sex marriages wherever and whenever performed - that is not clear enough, and the failure to say explicitly that it would invalidate marriages previously created under existing law is telling, since to do so might have lost support for the proposition.
Due process concern - depriving somebody of a vested right without due process of law raises state constitutional issues. Reliance on Marriage Cases until Prop 8 was passed was legitimate and created vested rights.
Kennard: "Although the people through the initiative power may not change this court’s interpretation of language in the state Constitution, they may change the constitutional language itself, and thereby enlarge or reduce the personal rights that the state Constitution as so amended will thereafter guarantee and protect." Stresses limited role of the court.
Werdegar:
Concurs, but disagrees with the court’s reasoning. Says the court has mischaracterized its past jurisprudence, which does not support the view that it was well established before today that a far reaching change in the basic plan of California government is necessary for a measure to be a revision. Emphasizes that past challenges to amendments have emphasized their impact on the powers of the judicial branch, not just far reaching changes in basic plan of state government.
"The history of our California Constitution belies any suggestion that the drafters envisioned or would have approved a rule, such as that announced today, that affords governmental structure and organization more protection from casual amendment than civil liberties."
Werdegar argues that a substantial change to a fundamental right could be deemed a revision, but she finds that Prop 8 does not make such a substantial change. Prop 8 only rejects one aspect of the Marriage Cases, the terminology point, and as majority says, leaves unaffected all the other substantive aspects of the decision, so it does not go so far as to revise the due process or equal protection clauses, merely to make narrow exceptions to them.
Moreno dissent:
Moreno: "I conclude that requiring discrimination against a minority group on the basis of a suspect classification strikes at the core of the promise of equality that underlies our California Constitution and thus ‘represents such a drastic and far-reaching change in the nature and operation of our governmental structure that it must be considered a "revision" of the state Constitutional rather than a mere "amendment" thereof.’" Moreno argues that court’s approach "places at risk the state constitutional rights of all disfavored minorities. It weakens the status of our state Constitution as a bulwark of fundamental rights for minorities protected from the will of the majority."
"The equal protection clause is therefore, by its nature, inherently countermajoritarian. As a logical matter, it cannot depend on the will of the majority for its enforcement, for it is the will of the majority against which the equal protection clause is designed to protect. Rather, the enforcement of the equal protection clause is especially dependent on ‘the power of the courts to test legislative and executive acts by the light of constitutional mandate and in particular to preserve constitutional rights, whether of individual or minority, from obliteration by the majority.’"
"Denying the designation of marriage to same-sex couples cannot fairly be described as a ‘narrow’ or ‘limited’ exception to the requirement of equal protection: the passionate public debate over whether same-sex couples should be allowed to marry, even in a state that offers largely equivalent substantive rights through the alternative of domestic partnership, belies such a description." "Describing the effect of Proposition 8 as narrow and limited fails to acknowledge the significance of the discrimination it requires. But even a narrow and limited exception to the promise of full equality strikes at the core of, and thus fundamentally alters, the guarantee of equal treatment that has pervaded the California Constitution since 1849. Promising equal treatment to some is fundamentally different from promising equal treatment to all. Promising treatment that is almost equal is fundamentally different from ensuring truly equal treatment. Granting a disfavored minority only some of the rights enjoyed by the majority is fundamentally different from recognizing, as a constitutional imperative, that they must be granted all of those rights. Granting same-sex couples all of the rights enjoyed by opposite-sex couples, except the right to call their ‘officially recognized, and protected family relationship’ a marriage, still denies them equal treatment."
Moreno argues that the various developments and permutations in the initiative and amendment process was not intended to "prevent courts from performing their traditional constitutional function of protecting persecuted minorities from the majority will."
He agrees with Werdegar that the majority is announcing a new rule when requiring that a revision make a substantial change to the basic plan of government, saying that the question presented by this case has not previously been addressed.
"None of our prior cases considered whether an amendment to the Constitution could restrict the scope of the equal protection clause by adding language that requires discrimination based upon a suspect classification."
"The majority’s holding is not just a defeat for same-sex couples, but for any minority group that seeks the protection of the equal protection clause of the California Constitution."